LPL Financial Holdings Inc. (LPLA)
Nasdaq · Security & Commodity Brokers, Dealers, Exchanges & Services · Inc. DE
What they're doing
Between 2026-06-21 and 2026-09-19, public records show 1 signal for LPL Financial Holdings Inc.. Most notable: 2026-08-20: Gates Greg (officer) sold $1.5M of stock. Federal contract obligations over the last 24 months total $0. This summary was assembled automatically from SEC EDGAR, USAspending.gov, U.S. Senate lobbying disclosures and Wikimedia pageview counts.
Generated 2026-09-19 from public records.
Signals, last 12 months
- Large insider saleGates Greg (officer) sold $1.5M of stock
- Material 8-K filingFiled 8-K disclosing director or officer change
Insider transactions
| Date | Insider | Role | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine | officer | S | 440 | 347.88 | $153,049 |
| 2026-09-05 | Field Emily | officer | F | 106 | 359.33 | $38,089 |
| 2026-08-28 | Thomas Corey E. | director | A | 4 | 0 | $0 |
| 2026-08-28 | SCHIFTER RICHARD P | director | A | 14 | 0 | $0 |
| 2026-08-28 | Putnam James S | director | A | 7 | 0 | $0 |
| 2026-08-28 | Mnookin Allison | director | A | 2 | 0 | $0 |
| 2026-08-28 | Glavin William Francis Jr | director | A | 10 | 0 | $0 |
| 2026-08-28 | EBERHART PAULETT | director | A | 4 | 0 | $0 |
| 2026-08-28 | BERNARD EDWARD C | director | A | 3 | 0 | $0 |
| 2026-08-27 | Jambusaria Aneri | officer | S | 308 | 357.36 | $110,067 |
| 2026-08-20 | Gates Greg | officer | M | 7,189 | 77.53 | $557,363 |
| 2026-08-20 | Gates Greg | officer | S | 4,119 | 355.38 | $1,463,810 |
| 2026-08-03 | Putnam James S | director | G | 2,000 | 0 | $0 |
| 2026-07-31 | Enyedi Matthew | officer | S | 189 | 351.06 | $66,350 |
| 2026-07-31 | Enyedi Matthew | officer | S | 463 | 352.77 | $163,333 |
| 2026-07-31 | Enyedi Matthew | officer | S | 296 | 353.37 | $104,598 |
| 2026-07-31 | Enyedi Matthew | officer | S | 51 | 354.52 | $18,081 |
| 2026-07-31 | Enyedi Matthew | officer | S | 1 | 355.51 | $356 |
| 2026-06-17 | Jambusaria Aneri | officer | S | 308 | 306 | $94,248 |
| 2026-06-17 | Jambusaria Aneri | officer | S | 308 | 306 | $94,248 |
| 2026-06-12 | Gates Greg | officer | F | 232 | 295.66 | $68,593 |
| 2026-06-12 | Cohen Marc Eliot | officer | F | 44 | 295.66 | $13,009 |
| 2026-06-12 | Gates Greg | officer | F | 232 | 295.66 | $68,593 |
| 2026-06-12 | Cohen Marc Eliot | officer | F | 44 | 295.66 | $13,009 |
| 2026-06-04 | Thomas Corey E. | director | A | 7 | 0 | $0 |
| 2026-06-04 | SCHIFTER RICHARD P | director | A | 19 | 0 | $0 |
| 2026-06-04 | Putnam James S | director | A | 10 | 0 | $0 |
| 2026-06-04 | Mnookin Allison | director | A | 3 | 0 | $0 |
| 2026-06-04 | Glavin William Francis Jr | director | A | 15 | 0 | $0 |
| 2026-06-04 | EBERHART PAULETT | director | A | 5 | 0 | $0 |
| 2026-06-04 | BERNARD EDWARD C | director | A | 4 | 0 | $0 |
| 2026-06-04 | Thomas Corey E. | director | A | 7 | 0 | $0 |
| 2026-06-04 | SCHIFTER RICHARD P | director | A | 19 | 0 | $0 |
| 2026-06-04 | Putnam James S | director | A | 10 | 0 | $0 |
| 2026-06-04 | Mnookin Allison | director | A | 3 | 0 | $0 |
| 2026-06-04 | Glavin William Francis Jr | director | A | 15 | 0 | $0 |
| 2026-06-04 | EBERHART PAULETT | director | A | 5 | 0 | $0 |
| 2026-06-04 | BERNARD EDWARD C | director | A | 4 | 0 | $0 |
| 2026-05-15 | MULCAHY ANNE M | director | A | 348 | 0 | $0 |
| 2026-05-15 | Thomas Corey E. | director | A | 712 | 0 | $0 |
| 2026-05-15 | Thomas Corey E. | director | A | 348 | 0 | $0 |
| 2026-05-15 | SCHIFTER RICHARD P | director | A | 348 | 0 | $0 |
| 2026-05-15 | SCHIFTER RICHARD P | director | A | 712 | 0 | $0 |
| 2026-05-15 | Putnam James S | director | A | 712 | 0 | $0 |
| 2026-05-15 | MULCAHY ANNE M | director | A | 712 | 0 | $0 |
| 2026-05-15 | Mnookin Allison | director | A | 712 | 0 | $0 |
| 2026-05-15 | Ko Albert J | director | A | 712 | 0 | $0 |
| 2026-05-15 | Khanna Somesh | director | A | 712 | 0 | $0 |
| 2026-05-15 | Glavin William Francis Jr | director | A | 712 | 0 | $0 |
| 2026-05-15 | EBERHART PAULETT | director | A | 712 | 0 | $0 |
Federal contracts
No federal contract actions on record for this recipient mapping.
Lobbying
No federal lobbying filings on record for this client mapping.
Public attention
No Wikipedia pageview data linked to this company.